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Asahia Smith

Advice and Planning Services
10 Years of Experience
Frisco, TX
2 DisclosuresBroker
View SEC Summary
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Asahia Smith is a registered investment advisor at Advice and Planning Services, based in Frisco, TX, with 10 years of industry experience. Asahia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Frisco, TX

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2018
Final
Financial
April 2018
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Asahia works as a notary signing agent, providing notary services from time to time. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Advice and Planning Services
June 2024 - Present · 2 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, LLC
June 2024 - Present · 2 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Empower Advisory Group, LLC
January 2022 - May 2024 · 2 yrs 4 mos
Empower Financial Services, INC.Broker
January 2022 - May 2024 · 2 yrs 4 mos
PNC Investments
May 2019 - October 2021 · 2 yrs 5 mos
PNC InvestmentsBroker
May 2019 - October 2021 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLC
April 2018 - May 2019 · 1 yr 1 mo
Wells Fargo Clearing Services, LLCBroker
February 2018 - May 2019 · 1 yr 3 mos
Wells Fargo Clearing Services, LLCBroker
June 2015 - July 2017 · 2 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2014 - March 2014 · 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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