Steven Hruby is a CFP-designated registered investment advisor, based in Cincinnati, OH, with 11 years of industry experience.
Location
9987 Carver Rd, Suite 100, Cincinnati, OH, 45242
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aw SecuritiesBroker
June 2022 - Present · 3 yrs 11 mos
Allworth Financial, L.P.
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Argi Investment Services, LLC
June 2021 - May 2022 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2018 - November 2020 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2018 - November 2020 · 2 yrs 2 mos
Fidelity Personal and Workplace Advisors
July 2018 - September 2018 · 2 mos
Strategic Advisers LLC
December 2014 - July 2018 · 3 yrs 7 mos
Fidelity Brokerage Services LLCBroker
December 2013 - August 2018 · 4 yrs 8 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.