CH
CH
Clifton Hawkins
11 Years of Experience
1 DisclosureMay Earn CommissionSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
806 clients
Average Client Portfolio
$609K average
Assets Under Management
$490.8M
Fee Structure
Planning is included in investment management (also available separately)
Minimum Annual Fee:$6,250
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $750K | 1.00% |
| $750K - $1.5M | 0.90% |
| $1.5M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.40% |
| $25M+ | 0.40% |
Fees negotiable for accounts over $25,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4100 Edison Lakes Parkway, Suite 225, Mishawaka, IN, 46545
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
September 2017Other Business ActivitiesSells Insurance
Clifton has been insurance licensed since 2005.
Employment History
Current Registrations
Hilltop Wealth & Tax Solutions
August 2020 - Present · 5 yrs 7 mos
Previous Registrations
Infinex Investments, INC.Broker
November 2019 - May 2020 · 6 mos
Infinex Investments, INC.
November 2019 - May 2020 · 6 mos
MML Investors Services, LLC
February 2018 - November 2019 · 1 yr 9 mos
MML Investors Services, LLCBroker
October 2017 - November 2019 · 2 yrs 1 mo
Nylife Securities LLCBroker
February 2014 - October 2017 · 3 yrs 8 mos
State Registrations2 states
FLIN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.