David Tipple is a registered investment advisor, based in Leavenworth, KS, with 12 years of industry experience.
Location
690 Eisenhower Road, Leavenworth, KS, 66048
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
March 2025 - Present · 1 yr 2 mos
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
LPL Financial LLC
July 2023 - April 2025 · 1 yr 9 mos
LPL Financial LLCBroker
July 2023 - April 2025 · 1 yr 9 mos
Bancwest Investment Services, INC. (bwis)
December 2015 - July 2023 · 7 yrs 7 mos
Bancwest Investment Services, INC.Broker
December 2015 - July 2023 · 7 yrs 7 mos
Thrivent Investment Management INC.
April 2014 - December 2015 · 1 yr 8 mos
Thrivent Investment Management INC.Broker
March 2014 - December 2015 · 1 yr 9 mos
State Registrations6 states
CAIAINKSMOVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.