Gentian Plaku is a registered investment advisor, based in San Francisco, CA, with 11 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sofi Securities LLCBroker
September 2020 - Present · 5 yrs 8 mos
Sofi Wealth LLC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
PNC InvestmentsBroker
December 2019 - September 2020 · 9 mos
PNC Investments
December 2019 - September 2020 · 9 mos
Citizens Securities, INC.
January 2019 - November 2019 · 10 mos
Citizens Securities, INC.Broker
November 2018 - November 2019 · 1 yr
Wells Fargo Clearing Services, LLCBroker
August 2014 - October 2018 · 4 yrs 2 mos
Cco Investment Services CORP.Broker
May 2014 - August 2014 · 3 mos
State Registrations3 states
DEFLPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.