JM
JM

John-Paul Moraca

11 Years of Experience
Fairfax, VA
Broker

John-Paul Moraca is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fairfax, VA, with 11 years of industry experience. John-Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

10306 Eaton Pl Ste 420, Fairfax, VA, 22030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John-Paul is a part-owner of Ravenquest, LLC, receiving compensation and acting as a partner, continuing his duties as lead advisor. He also serves as an HOA board member for Westcove Cluster Association, dedicating minimal time to attending meetings and voting.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2015 - Present · 11 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
March 2014 - September 2014 · 6 mos
State Registrations6 states
CADCMDOHORVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John-Paul Moraca - Financial Advisor | TrueAdvisor