Nicholas Naubert
Nicholas Naubert is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Seattle, WA, with 12 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
601 Union St Ste 2500, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas owns rental property and NRN 2024, LLC, a legal entity for business purposes. He also owns COHO 2021, LLC, a legal entity related to his WMC compensation, taking about half of his time. Additionally, Nicholas is a board member of the West Seattle Food Bank, dedicating minimal time, and may earn commissions from insurance sales.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations26 states
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