Brendan Tracz
Brendan Tracz is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Washington, DC, with 11 years of industry experience. Brendan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
2001 Pennsylvania Ave NW, 10th Floor, Washington, DC, 20006
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brendan may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns KRJC, LLC and STUGOTS, LLC, legal entities established for business purposes, dedicating about half of his time to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.