Guy Mccauley
Guy Mccauley is a registered investment advisor at Cornerstone Financial Group, based in Appleton, WI, with 11 years of industry experience. Guy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 579 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cornerstone Financial Group charges a maximum of 1.13% annually for investment management. The exact fee will be outlined in your advisory agreement. Fees are deducted from your account quarterly, in advance, based on the average daily value of your account from the previous quarter. Fees are negotiable.
Location
158 E Northland Ave, Appleton, WI, 54911
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Guy is a health insurance agent for United Healthcare Medicare Insurance, dedicating a few hours per week. He is also an investment advisor/financial advisor at Cornerstone Enterprises, LLC, which takes nearly all of his time, and an agent selling fixed insurance products including life, disability, long-term care, annuities, group, and health insurance, dedicating about 10-20% of his time.
Employment History
Current Registrations
Cornerstone Financial Group
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Principal Securities, INC.
Principal Securities, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.