Shannon Hotte
Shannon Hotte is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oklahoma City, OK, with 12 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
6301 Waterford Blvd, Ste 410, Oklahoma City, OK, 73118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shannon is the Secretary and Vice President of Calientes Restaurant Group Inc DBA Action Sports, a sporting goods and apparel store co-owned with her husband. She has no involvement in the management or operations of the business and spends minimal time on it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.