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Alan Fernandes

Geneos Wealth Management, INC.
7 Years of Experience
Fairfield, CT
BrokerSells Insurance
View SEC Summary
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Alan Fernandes is a registered investment advisor at Geneos Wealth Management, INC., based in Fairfield, CT, with 7 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.

Geneos Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
228 advisors
Number of Clients
21,668 clients
Average Client Portfolio
$425K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

55 Walls Drive, Suite 308, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan works under Harbor West in a non-investment related business, dedicating full-time hours in a part-time assistant role. He is also a notary public and an independent representative selling fixed insurance.

Employment History
Current Registrations
Geneos Wealth Management, INC.
January 2025 - Present · 1 yr 9 mos
Geneos Wealth Management, INC.Broker
October 2024 - Present · 2 yrs
Previous Registrations
People's Securities, INC.Broker
November 2013 - January 2019 · 5 yrs 2 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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