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Cody Cummings

5 Years of Experience
Bridgewater, NJ
Broker

Cody Cummings is a registered investment advisor, based in Bridgewater, NJ, with 5 years of industry experience.

Location

520 U.S. Highway 22, 3rd Floor, Ste 305, Bridgewater, NJ, 08807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cody is an access person at Vicus Capital, Inc., an SEC registered investment advisory firm, and a financial professional at Noviello Financial Group, Inc. Both roles involve administrative duties and each takes about a quarter of his time.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2025 - Present · 9 mos
Vicus Capital, INC.
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Summit Financial, LLC
July 2020 - October 2024 · 4 yrs 3 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cody Cummings - Financial Advisor | TrueAdvisor