Casey Walters is a registered investment advisor, based in Council Bluffs, IA, with 10 years of industry experience.
Location
Council Bluffs, IA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
February 2024 - Present · 2 yrs 5 mos
Transamerica Investors Securities, LLCBroker
February 2024 - Present · 2 yrs 5 mos
Transamerica Investors Securities, LLC
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.
February 2022 - June 2022 · 4 mos
Charles Schwab & CO., INC.Broker
February 2022 - June 2022 · 4 mos
TD Ameritrade Clearing, INC.Broker
January 2019 - February 2022 · 3 yrs 1 mo
TD Ameritrade, INC.
April 2015 - February 2022 · 6 yrs 10 mos
TD Ameritrade Investment Management, LLC
April 2015 - January 2019 · 3 yrs 9 mos
TD Ameritrade, INC.Broker
May 2014 - February 2022 · 7 yrs 9 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.