CB
CB

Carolyn Bradley

9 Years of Experience
Philadelphia, PA
Broker

Carolyn Bradley is a registered investment advisor at Morgan Stanley, based in Philadelphia, PA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1650 Market Street 42nd Floor, Philadelphia, PA, 19103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carolyn is on the finance committee for the non-profit organization Womens Way, reviewing investment ideas. This takes minimal time during business hours.

Employment History
Current Registrations
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
June 2017 - September 2020 · 3 yrs 3 mos
UBS Financial Services INC.Broker
February 2017 - September 2020 · 3 yrs 7 mos
State Registrations31 states
AZCACOCTDCDEFLGAHIILLAMAMDMEMIMSMTNCNHNJNYORPASCTNTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.