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Andrew Harrison

11 Years of Experience
Des Moines, IA
Broker

Andrew Harrison is a registered investment advisor, based in Des Moines, IA, with 11 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.

Location

3900 Ingersoll Avenue, Suite 300, Des Moines, IA, 50312

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is an author of fiction publications since July 2023. This activity takes about 10-20% of his time.

Employment History
Current Registrations
Dmkc Advisory Services, LLC
August 2024 - Present · 2 yrs 2 mos
D.M. Kelly & CompanyBroker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Thrivent Investment Management INC.
July 2023 - August 2024 · 1 yr 1 mo
Thrivent Investment Management INC.Broker
June 2023 - August 2024 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
January 2016 - November 2022 · 6 yrs 10 mos
PFS Investments INC.Broker
January 2014 - December 2014 · 11 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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