Michael Ball is a registered investment advisor, based in Topeka, KS, with 12 years of industry experience.
Location
2950 SW McClure Road, Ste B, Topeka, KS, 66614
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael works as an Investment Advisor Representative at AE Wealth Management LLC, providing investment advice for a fee. This is a full-time commitment.
Employment History
Current Registrations
Ae Financial Services, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Ae Wealth Management, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Creative Planning
March 2021 - September 2022 · 1 yr 6 mos
Ivy Distributors, INC.Broker
March 2018 - March 2021 · 3 yrs
Waddell & ReedBroker
March 2018 - March 2021 · 3 yrs
American Century Investment Services INC.Broker
February 2014 - March 2018 · 4 yrs 1 mo
State Registrations2 states
KSMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.