FL
FL

Fabio Lopez

9 Years of Experience
Broker

Fabio Lopez is a registered investment advisor at Bci Securities, INC., based in Miami, FL, with 9 years of industry experience. Fabio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 430 clients with $300M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
39 advisors
Number of Clients
430 clients
Average Client Portfolio
$686K average
Assets Under Management
$295.2M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.75%
$2.0M - $3.0M1.50%
$3.0M - $5.0M1.25%
$5M+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1450 Brickell Ave. Floor 2800, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Fabio works as a Client Associate for BCI Miami, a firm under common control as Bci Securities. This takes about 10-20% of his time.

Employment History
Current Registrations
Bci Securities, INC.
June 2023 - Present · 2 yrs 10 mos
Bci Securities, INC.Broker
June 2023 - Present · 2 yrs 10 mos
Bci Securities, INC.
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Morgan Stanley
October 2015 - September 2021 · 5 yrs 11 mos
Morgan StanleyBroker
August 2015 - September 2021 · 6 yrs 1 mo
Aegis Capital CORP.Broker
March 2014 - January 2015 · 10 mos
State Registrations6 states
CADEFLNJNYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.