Thomas Sherzan
Thomas Sherzan is a registered investment advisor at Cetera Investment Advisers LLC, based in West Des Moines, IA, with 11 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1089 Jordan Creek Pkwy, Suite 370, West Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is a board member for Beaverdale Little League since 2019, dedicating a few hours per week. His activities include attending meetings, managing the concession stand, and field preparation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Investment Services LLCBroker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Avantax Investment Services, INC.Broker
First Allied Securities, INC.Broker
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Broker Dealer Financial Services CORP.Broker
Investment Advisors CORP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.