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Daniel Mccauley

Equitable Advisors, LLC
12 Years of Experience
Miami, FL
1 DisclosureBrokerSells Insurance
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Daniel Mccauley is a registered investment advisor at Equitable Advisors, LLC, based in Miami, FL, with 12 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 73,011 clients with $42B in assets under management.

Equitable Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4651 advisors
Number of Clients
73,011 clients
Average Client Portfolio
$582K average
Assets Under Management
$42.5B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

View Full SEC Brochure

Location

Miami, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel receives direct deposit for residual compensation from American National and New York Life. He also serves as an administrator/executor of an estate, trustee, and power of attorney for his father.

Employment History
Current Registrations
Equitable Advisors, LLC
December 2018 - Present · 7 yrs 10 mos
Equitable Advisors, LLC
March 2017 - Present · 9 yrs 7 mos
Equitable Advisors, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Nylife Securities LLCBroker
June 2015 - March 2017 · 1 yr 9 mos
Voya Financial Advisors, INC.Broker
May 2014 - April 2015 · 11 mos
State Registrations6 states
AZCOCTFLGAOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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