Sara Bosek is a registered investment advisor, based in New York, NY, with 12 years of industry experience.
Location
1251 Ave of the Americas,, Ste 4700, New York, NY, 10020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sara is a co-head for the New York chapter of Women in ETFs, dedicating a few hours per week to the organization. She is also a leadership council member for Americares, spending minimal time on this activity.
Employment History
Current Registrations
Tcw Funds Distributors LLC
Tcw Investment Management Company LLC
Tcw Funds Distributors LLCBroker
Previous Registrations
Blackrock Investment Management, LLC
Blackrock Investments, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.