James Hertzler is a registered investment advisor, based in Austin, TX, with 11 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the President and managing member of Hertzler Wealth Management, LLC, which provides the business structure for his activities as a Registered Representative and IAR. He also sells life insurance, long-term care insurance, and fixed annuities, and dedicates full-time hours to these activities.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Financial Legacy Associates
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Brand Asset Management Group, INC.
State Registrations21 states
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