Taylor Herbst is a CFP-designated registered investment advisor, based in Dubuque, IA, with 12 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Taylor works for HK Financial Services as a financial planner, supporting clients and building financial plans. This takes about a quarter of Taylor's time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Avantax Investment Services, INC.Broker
September 2020 - September 2025 · 5 yrs
Proequities, INC.Broker
April 2019 - September 2020 · 1 yr 5 mos
Gwfs Equities, INC.Broker
January 2014 - April 2018 · 4 yrs 3 mos
State Registrations1 state
IA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.