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Andrew Hickman

7 Years of Experience
Phoenix, AZ
1 DisclosureBroker

Andrew Hickman is a registered investment advisor at LPL Enterprise, LLC, based in Phoenix, AZ, with 7 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2325 East Camelback Road, Suite 100, Phoenix, AZ, 85016

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 2006
Final Disposition
Other Business Activities

Andrew owns a single-family real estate property since May 2023. This activity is not investment-related.

Employment History
Current Registrations
LPL Enterprise, LLCBroker
February 2026 - Present · 8 mos
LPL Enterprise, LLC
February 2026 - Present · 8 mos
LPL Enterprise, LLC
February 2026 - Present · 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
February 2021 - February 2026 · 5 yrs
Ameriprise Financial Services, LLCBroker
November 2018 - February 2026 · 7 yrs 3 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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