Timothy Gish
Timothy Gish is a registered investment advisor at LPL Enterprise, LLC, based in Phoenix, AZ, with 12 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
2325 East Camelback Road, Suite 100, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (2)
Criminal
July 2007Criminal
January 2007Other Business ActivitiesSells Insurance
Timothy is a registered representative selling life insurance, annuities, long-term care, disability insurance, group benefits, and medicare supplements. This activity is investment-related and takes a few hours per week.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Securities America, INC.Broker
Securities America Advisors, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.