Katherine Stevick is a registered investment advisor at Align Financial Planning, based in Southern Pines, NC, with 10 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Annual fees are negotiable at Align's discretion. For clients with ongoing financial planning, the first portion of their investments (up to 100 times their annual planning fee) is managed without an additional investment management fee.
Fee Estimator
Location
175 E New Hampshire Ave, Southern Pines, NC, 28387
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katherine is the owner and managing member of The MacPherson House, a bed and breakfast and event space, since 2019. She spends about a quarter of her time on this activity, with about 10-20% of her time dedicated during trading hours.
Employment History
Current Registrations
Align Financial Planning
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
First Command Advisory Services
First Command Financial Planning, INC.
First Command Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.