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CFP
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CFP

Audra Lubawski

Osaic Institutions, INC.
27 Years of Experience
Southern Pines, NC
Broker
View SEC Summary
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Audra Lubawski is a CFP-designated registered investment advisor at Osaic Institutions, INC., based in Southern Pines, NC, with 27 years of industry experience. Audra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
566 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

205 SE Broad St, Southern Pines, NC, 28387

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Audra sells Mary Kay makeup, dedicating minimal time to this internet-based sales activity since 2016. She also serves as a trustee, managing real estate and cash investments, spending minimal time on this investment-related activity.

Employment History
Current Registrations
Osaic Institutions, INC.
February 2013 - Present · 13 yrs 8 mos
Osaic Institutions, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
July 2009 - February 2013 · 3 yrs 7 mos
LPL Financial LLC
July 2008 - February 2013 · 4 yrs 7 mos
Uvest Financial Services Group, INC.Broker
July 2003 - July 2009 · 6 yrs
Uvest Financial Services Group, INC.
July 2003 - July 2009 · 6 yrs
Essex National Securities, INC.Broker
February 2002 - August 2003 · 1 yr 6 mos
Royal Alliance Associates, INC.Broker
November 2000 - March 2002 · 1 yr 4 mos
Uvest Investment ServicesBroker
May 1999 - November 2000 · 1 yr 6 mos
State Registrations12 states
CTFLGAILMANCNYOHSCTNVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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