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Nathan Miller

MML Investors Services, LLC
11 Years of Experience
Matthews, NC
2 DisclosuresBroker
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Nathan Miller is a registered investment advisor at MML Investors Services, LLC, based in Matthews, NC, with 11 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Matthews, NC

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History

Regulatory History (2)
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Employment Separation After Allegations
July 2018
Judgment / Lien
April 2018
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLC
March 2026 - Present · 7 mos
MML Investors Services, LLC
June 2024 - Present · 2 yrs 4 mos
MML Investors Services, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Edward Jones
February 2023 - May 2024 · 1 yr 3 mos
Edward JonesBroker
February 2023 - May 2024 · 1 yr 3 mos
W&s Brokerage Services, INC.
February 2020 - January 2023 · 2 yrs 11 mos
W&s Brokerage Services, INC.Broker
April 2019 - January 2023 · 3 yrs 9 mos
PNC Investments
June 2017 - August 2018 · 1 yr 2 mos
PNC InvestmentsBroker
December 2015 - August 2018 · 2 yrs 8 mos
W&s Brokerage Services, INC.Broker
February 2014 - November 2015 · 1 yr 9 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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