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Carol Sumoski

Cambridge Investment Research Advisors, INC.
12 Years of Experience
Vineland, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Carol Sumoski is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Vineland, NJ, with 12 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1138 E Chestnut Ave., Ste. 2-A, Vineland, NJ, 08360

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History

Regulatory History (1)
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Criminal
December 2004
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carol is an independent insurance agent for various companies and an advisory representative of an RIA. She also serves as a board member for the Shiloh Zoning Board and as an agent for Integrity Wealth Group, focusing on insurance, benefits, and human resources.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
December 2022 - Present · 3 yrs 10 mos
Cambridge Investment Research, INC.Broker
December 2022 - Present · 3 yrs 10 mos
Cambridge Investment Research, INC.
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Cantella & CO., INC.
August 2022 - April 2023 · 8 mos
Cantella & CO., INC.Broker
August 2022 - December 2022 · 4 mos
Edward Jones
January 2016 - August 2022 · 6 yrs 7 mos
Edward JonesBroker
January 2016 - August 2022 · 6 yrs 7 mos
Morgan Stanley
April 2014 - October 2015 · 1 yr 6 mos
Morgan StanleyBroker
March 2014 - October 2015 · 1 yr 7 mos
State Registrations7 states
DEFLGANJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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