CP
CFP
CP
CFP
Charlotte Painter is a CFP-designated registered investment advisor at Morgan Stanley, based in Salt Lake City, UT, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
60 East South Temple, 20th Floor, Salt Lake City, UT, 84111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
January 2019 - February 2021 · 2 yrs 1 mo
Royal Alliance Associates, INC.Broker
September 2017 - January 2019 · 1 yr 4 mos
Amegy Investments, INC.Broker
January 2016 - June 2016 · 5 mos
LPL Financial LLCBroker
March 2015 - September 2017 · 2 yrs 6 mos
Zions Capital Advisors, INC.
June 2014 - February 2015 · 8 mos
State Registrations32 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.