Scott Dunlap
Scott Dunlap is a registered investment advisor at Human Capital Wealth Management, based in Fishers, IN, with 11 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 85 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.20% |
| $100K - $500K | 1.10% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.70% |
| $3.0M - $4.0M | 0.60% |
| $4M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
Fishers, IN
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2020Other Business Activities
Scott owns Urban Upscale Real Estate & Urban Upscale Holdings, acquiring real estate properties for rental purposes. This activity accounts for minimal time during trading hours.
Employment History
Current Registrations
Human Capital Wealth Management
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.