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Wesley Petteway

12 Years of Experience
Princeton, NJ
3 DisclosuresBrokerSells Insurance

Wesley Petteway is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Princeton, NJ, with 12 years of industry experience. Wesley is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

202 Carnegie Ctr Ste 201, Princeton, NJ, 08540

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2016
Criminal
May 2012
Final Disposition
Criminal
March 2000
Final Disposition
Other Business ActivitiesSells Insurance

Wesley may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Wesley is also the 100% owner of My World Management, receiving compensation, dedicating about 10-20% of his time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2015 - Present · 11 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
July 2014 - Present · 12 yrs 3 mos
State Registrations23 states
ALCACOCTDCDEGAILINMAMINCNJNVNYOHPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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