Briana Smith is a registered investment advisor at LPL Financial LLC, based in Watertown, WI, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
109 Oakridge Ct, Watertown, WI, 53094
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Briana operates Ixonia Wealth Management as a DBA for her LPL business since 2018. She also operates Stone Point Investments as a DBA for her LPL business, starting in September 2024, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.