Caroline Gates is a CFP-designated registered investment advisor at Morgan Stanley, based in Denver, CO, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1550 Market Street, Suite 600, Denver, CO, 80202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Caroline is the President of CO Collaborative Divorce since 2022, spending a minimal amount of time outside business hours. She also serves on the Finance Committee for the Colorado Women's Bar Association since 2023, dedicating minimal time during business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations26 states
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