Jacob Yates is a CFP-designated registered investment advisor, based in Newark, DE, with 11 years of industry experience.
Location
900 Prides Crossing, Newark, DE, 19713
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jacob works as an agent/broker selling fixed insurance since 2016. This activity takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
June 2014 - August 2023 · 9 yrs 2 mos
Securian Financial Services, INC.Broker
April 2014 - August 2023 · 9 yrs 4 mos
State Registrations13 states
CADEFLGAMDMINCNJNYPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.