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Marc-Anthony Richardson

9 Years of Experience
Richmond, VA
2 DisclosuresBroker

Marc-Anthony Richardson is a registered investment advisor at LPL Financial LLC, based in Richmond, VA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1801 Bayberry Ct., Richmond, VA, 23226

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2017
Final
Financial
November 2017
Final
Other Business Activities

Marc-Anthony is the owner of Black Stag Holdings LLC (for tax/investment purposes) and Bush Doctor Foods LLC, and is also a book author. He also works full-time for BRB Wealth as a DBA for LPL business and spends about 10-20% of his time as an adjunct professor at Virginia Commonwealth University.

Employment History
Current Registrations
LPL Financial LLC
November 2021 - Present · 4 yrs 8 mos
LPL Financial LLCBroker
November 2021 - Present · 4 yrs 8 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2021 - November 2021 · 4 mos
Fidelity Brokerage Services LLCBroker
June 2021 - November 2021 · 5 mos
Wells Fargo Clearing Services, LLCBroker
June 2018 - April 2021 · 2 yrs 10 mos
Wells Fargo Clearing Services, LLC
June 2018 - April 2021 · 2 yrs 10 mos
Edward JonesBroker
April 2017 - December 2017 · 8 mos
Edward Jones
April 2017 - December 2017 · 8 mos
MML Investors Services, LLC
December 2016 - February 2017 · 2 mos
MML Investors Services, LLCBroker
December 2016 - February 2017 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2015 - December 2016 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - December 2016 · 1 yr 4 mos
State Registrations5 states
DCDEGAMDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marc-Anthony Richardson - Financial Advisor | TrueAdvisor