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John Mulka

Ameriprise Financial Services, LLC
11 Years of Experience
Auburn Hills, MI
4 DisclosuresBroker
View SEC Summary
View SEC Summary

John Mulka is a registered investment advisor at Ameriprise Financial Services, LLC, based in Auburn Hills, MI, with 11 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2601 Cambridge Ct Ste 120, Auburn Hills, MI, 48326-2577

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2019
Final
Financial
October 2017
Final
Financial
December 2016
Final
Financial
October 2016
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2022 - Present · 4 yrs 6 mos
Ameriprise Financial Services, LLC
April 2022 - Present · 4 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Morgan Stanley
May 2020 - March 2022 · 1 yr 10 mos
Morgan StanleyBroker
May 2020 - March 2022 · 1 yr 10 mos
Ameriprise Financial Services, LLCBroker
May 2018 - April 2020 · 1 yr 11 mos
Ameriprise Financial Services, LLC.
May 2018 - April 2020 · 1 yr 11 mos
Vima, LLC
November 2017 - April 2018 · 5 mos
Ameriprise Financial Services, INC.
April 2017 - August 2017 · 4 mos
Ameriprise Financial Services, INC.Broker
April 2017 - August 2017 · 4 mos
Northwestern Mutual Investment Services,llc
September 2016 - April 2017 · 7 mos
Northwestern Mutual Investment Services, LLCBroker
September 2016 - April 2017 · 7 mos
Edward Jones
June 2015 - June 2016 · 1 yr
Edward JonesBroker
June 2015 - June 2016 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2014 - June 2015 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2014 - June 2015 · 1 yr 1 mo
State Registrations1 state
MI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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John Mulka - Financial Advisor | TrueAdvisor