MP
MP

Michael Pollock

11 Years of Experience
Golden Valley, MN
Broker

Michael Pollock is a registered investment advisor at Ameriprise Financial Services, LLC, based in Golden Valley, MN, with 11 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

8325 Wayzata Blvd, Ste 100, Golden Valley, MN, 55426

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael owns multiple multi-family real estate properties. He is also a Registered Team Member - Associate Financial Advisor with TC Trailmarkers LLC, dedicating about a third of his time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
February 2020 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLC
February 2020 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLC
February 2020 - Present · 6 yrs 5 mos
Previous Registrations
Thrivent Investment Management INC.
September 2017 - January 2020 · 2 yrs 4 mos
Thrivent Investment Management INC.Broker
September 2017 - January 2020 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
February 2016 - July 2017 · 1 yr 5 mos
Ameriprise Financial Services, INC.Broker
February 2016 - July 2017 · 1 yr 5 mos
Waddell & Reed
August 2014 - February 2016 · 1 yr 6 mos
Waddell & ReedBroker
June 2014 - February 2016 · 1 yr 8 mos
State Registrations10 states
AZFLILINMAMNPASDWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.