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Collin Clark
10 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
Collin Clark is a registered investment advisor at Vanguard Advisers, INC., based in Scottsdale, AZ, with 10 years of industry experience. Collin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 817,328 clients with $300B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2210 advisors
IM Fee
Planning only
Assets Under Management
$300.4B
Fee Structure
Vanguard Situational Advisor offers a one-time financial plan consultation for a fee:
- New Model: $250, potentially paid by the participant, the plan sponsor, or a combination of both.
- Legacy Model:
- $250 for participants with $50,000 to $500,000 in total Vanguard assets.
- $1,000 for participants with less than $50,000 in total Vanguard assets. Fee waivers are available for participants with over $500,000 in total Vanguard assets or who are over age 55.
One-Time Plan:$250 - $1,000
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Location
14321 North Northsight Blvd, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
January 2025Employment History
Current Registrations
Vanguard Advisers, INC.
June 2025 - Present · 11 mos
Vanguard Marketing Corporation
June 2025 - Present · 11 mos
Vanguard Marketing CorporationBroker
June 2025 - Present · 11 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
August 2021 - February 2025 · 3 yrs 6 mos
Fidelity Brokerage Services LLCBroker
July 2021 - February 2025 · 3 yrs 7 mos
Epstein and White Financial LLC
June 2020 - November 2020 · 5 mos
Anchor Bay Capital, INC.
March 2020 - June 2020 · 3 mos
Anchor Bay Securities, LLCBroker
January 2020 - June 2020 · 5 mos
Charles Schwab & CO., INC.
August 2016 - January 2020 · 3 yrs 5 mos
Charles Schwab & CO., INC.Broker
July 2014 - January 2020 · 5 yrs 6 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.