Cory Sickles
Cory Sickles is a registered investment advisor at Prosperity Asset Management, LLC, based in Dublin, OH, with 11 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 191 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prosperity Asset Management works with Gradient Investments, LLC to manage your investments. The annual fee is a percentage of your portfolio, split between Gradient Investments and Prosperity. Here's a breakdown of the annual fees for different portfolio types:
- Strategic Portfolios: 2.00% total (1.00% to Gradient Investments, 1.00% to Prosperity)
- Tactical Portfolios: 1.80% total (0.80% to Gradient Investments, 1.00% to Prosperity). Note that Gradient Investments receives an additional 0.20% from the ETF.
- Allocation & Defined Outcome Portfolios: 1.70% total (0.70% to Gradient Investments, 1.00% to Prosperity)
- Preservation Portfolios: 1.00% total (0.40% to Gradient Investments, 0.60% to Prosperity)
- Private Wealth Portfolios: 1.50% total (0.50% to Gradient Investments, 1.00% to Prosperity)
For Client Directed Accounts, a flat annual fee of $300 is charged, all of which goes to Gradient Investments. Prosperity receives $0. A $15 quarterly service fee is also charged per account for performance and other reporting.
Location
6099 Frantz Road, Dublin, OH, 43017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cory is involved in several businesses: Safe Harbor Retirement Group (insurance sales, taking about half of Cory's time), Safe Harbor Health (Medicare supplement sales, minimal time), Safe Harbor Wealth Advisors (Managing Member/Investment Advisor Representative/CCO, taking about half of Cory's time), and Prosperity Asset Management (Investment Advisor Representative, minimal time). The Safe Harbor businesses are located in Dublin, OH, while Prosperity Asset Management is in Louisville, KY.
Employment History
Current Registrations
Prosperity Asset Management, LLC
Safe Harbor Wealth Advisors, LLC
Previous Registrations
Gradient Investments, LLC
Safe Harbor Wealth Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.