Jeffrey Broaddus is a registered investment advisor, based in Dallas, TX, with 12 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3500 Oak Lawn Ave, Ste 400, Dallas, TX, 75219
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Isc Advisors, INC.
October 2023 - Present · 3 yrs
Institutional Securities CorporationBroker
October 2023 - Present · 3 yrs
Institutional Securities Corporation
October 2023 - Present · 3 yrs
Previous Registrations
Mma Securities LLCBroker
January 2020 - October 2023 · 3 yrs 9 mos
Mma Securities LLC
January 2020 - October 2023 · 3 yrs 9 mos
Fidelity Personal and Workplace Advisors
July 2018 - May 2022 · 3 yrs 10 mos
Strategic Advisers LLC
February 2015 - July 2018 · 3 yrs 5 mos
Fidelity Brokerage Services LLCBroker
May 2014 - December 2019 · 5 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Jules Jouvenat, CFPHightower Advisors, LLC
- Tracey Gledhill, CFP
- Gregory Bone, CFACorient
- James Carroll, CFPBlack Swan Management Group, INC.
- Zechariah Daugherty, CFPCreative Planning
- Mark Lanyon, CFATurtle Creek Trust