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Francis Mckiernan

Third View Private Wealth
12 Years of Experience
Scarsdale, NY
Sells Insurance
View SEC Summary
View SEC Summary

Francis Mckiernan is a registered investment advisor at Third View Private Wealth, based in Scarsdale, NY, with 12 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 3 more. Their firm serves 324 clients with $1.2B in assets under management.

Third View Private Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
324 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$1.2B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.65%
$20.0M - $50.0M0.55%
$50.0M - $100.0M0.45%
$100M+0.45%

Fees for amounts over $100 million are negotiable. Household accounts are combined for fee calculation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Scarsdale, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Francis is a licensed insurance agent with Third View Risk, LLC, selling life insurance products since May 2025. This requires a few hours per week.

Employment History
Current Registrations
Third View Private Wealth
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Procyon
June 2023 - May 2025 · 1 yr 11 mos
Baker Tilly Capital, LLCBroker
January 2021 - July 2023 · 2 yrs 6 mos
Baker Tilly Wealth Management, LLC
January 2021 - July 2023 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2018 - January 2021 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - January 2021 · 2 yrs 10 mos
Morgan Stanley
November 2015 - March 2018 · 2 yrs 4 mos
Morgan StanleyBroker
November 2015 - March 2018 · 2 yrs 4 mos
Credit Suisse Securities (USA) LLC
July 2014 - December 2015 · 1 yr 5 mos
Credit Suisse Securities (USA) LLCBroker
June 2014 - December 2015 · 1 yr 6 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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