JD
ChFC
JD
ChFC

John Dean

47 Years of Experience
Melrose, MN
1 DisclosureBrokerSells Insurance

John Dean is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Melrose, MN, with 47 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

223 Main St, Melrose, MN, 56352

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1998
Closed-No Action
Other Business ActivitiesSells Insurance

John is an insurance agent selling fixed insurance products since 1972, dedicating a few hours per week. He also works as a financial professional for Anfinson Thompson Financial Services since December 2024, spending about a quarter of his time there.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Wealth Services, LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Voya Financial Advisors, INC.
March 2016 - December 2020 · 4 yrs 9 mos
Voya Financial Advisors, INC.Broker
March 2016 - December 2020 · 4 yrs 9 mos
Voya Financial Advisors, INC.Broker
January 2004 - March 2015 · 11 yrs 2 mos
Locust Street Securities, INC.Broker
May 1999 - January 2004 · 4 yrs 8 mos
Askar CORP.Broker
January 1994 - May 1999 · 5 yrs 4 mos
Fortis Investors, INC.Broker
November 1992 - January 1994 · 1 yr 2 mos
The O.N. Equity Sales CompanyBroker
October 1987 - November 1992 · 5 yrs 1 mo
American General Securities IncorporatedBroker
July 1987 - November 1987 · 4 mos
The O.N. Equity Sales CompanyBroker
April 1985 - November 1992 · 7 yrs 7 mos
Equico Securities, INC.Broker
October 1980 - July 1985 · 4 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1974 - July 1985 · 11 yrs 3 mos
State Registrations3 states
FLMNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Dean - Financial Advisor | TrueAdvisor