Steven Ward
Steven Ward is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Seattle, WA, with 11 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
601 Union St Ste 2500, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven is the 100% owner of an online consumer product sales business, growing and selling agricultural products in person and online since 1919. This takes about 10-20% of his time, with minimal time spent during securities trading hours.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
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