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Reynaldo Batista

Calton & Associates, INC.
12 Years of Experience
Montgomery, TX
BrokerSells Insurance
View SEC Summary
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Reynaldo Batista is a registered investment advisor at Calton & Associates, INC., based in Montgomery, TX, with 12 years of industry experience. Reynaldo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Montgomery, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Reynaldo is an independent insurance agent offering financial portfolio reviews and diversification strategies. He dedicates about 10-20% of his time to this, including preparing estate planning and addressing medical gaps with long-term care.

Employment History
Current Registrations
Calton & Associates, INC.
June 2026 - Present · 4 mos
Calton & Associates, INC.Broker
July 2023 - Present · 3 yrs 3 mos
Dominion Portfolio Management, INC.
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Dominion Investor Services, INC.Broker
February 2018 - July 2023 · 5 yrs 5 mos
Edward Jones
July 2014 - December 2017 · 3 yrs 5 mos
Edward JonesBroker
June 2014 - December 2017 · 3 yrs 6 mos
State Registrations11 states
GAIAILLAMNNJNVORPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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