DP
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Daniel Plantamura

10 Years of Experience
Peoria, IL
Broker

Daniel Plantamura is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Peoria, IL, with 10 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

410 Fayette St, Peoria, IL, 61602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2019 - March 2019 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2018 - March 2019 · 4 mos
MML Investors Services, LLCBroker
June 2018 - November 2018 · 5 mos
Northwestern Mutual Investment Services, LLCBroker
August 2015 - May 2018 · 2 yrs 9 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.