Constantine Nicopoulos is a registered investment advisor, based in Malvern, PA, with 11 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Vanguard Advisers, INC.
October 2025 - Present · 11 mos
Vanguard Marketing CorporationBroker
October 2025 - Present · 11 mos
Vanguard Marketing Corporation
October 2025 - Present · 11 mos
Previous Registrations
Assuredpartners Investment Advisors
February 2024 - April 2025 · 1 yr 2 mos
TD Private Client Wealth LLC
October 2023 - February 2024 · 4 mos
TD Private Client Wealth LLCBroker
October 2023 - February 2024 · 4 mos
Wells Fargo Clearing Services, LLC
March 2021 - October 2023 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2015 - October 2023 · 8 yrs 9 mos
PNC InvestmentsBroker
September 2014 - December 2014 · 3 mos
Wells Fargo Advisors, LLCBroker
June 2014 - August 2014 · 2 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.