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Curtis Jeffrey Hopp

Hartford Funds
11 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Hartford Funds
Compensation
Fee-Only (AUM)
Firm Size
48 advisors
Number of Clients
76 clients
Average Client Portfolio
$1.8B average
Assets Under Management
$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds Distributors, LLC
June 2018 - Present · 7 yrs 8 mos
Hartford Funds
June 2018 - Present · 7 yrs 8 mos
Hartford Funds Distributors, LLCBroker
June 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2014 - May 2018 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
June 2014 - May 2018 · 3 yrs 11 mos
State Registrations7 states
ALCAFLKYNCPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.