Curtis Hopp is a registered investment advisor, based in Wayne, PA, with 12 years of industry experience. Curtis is also registered as a broker, so some compensation may come from commissions on products sold.
Location
690 Lee Road, Wayne, PA, 19087
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hartford Funds Distributors, LLC
June 2018 - Present · 8 yrs 4 mos
Hartford Funds
June 2018 - Present · 8 yrs 4 mos
Hartford Funds Distributors, LLCBroker
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2014 - May 2018 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
June 2014 - May 2018 · 3 yrs 11 mos
State Registrations5 states
FLMIMONCPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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