Kelly Brown is a registered investment advisor, based in Ann Arbor, MI, with 10 years of industry experience.
Location
300 Parkland Plaza, Ann Arbor, MI, 48103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kelly is an independent sales consultant for Mary Kay since September 2022. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Parkland Securities, LLCBroker
August 2017 - Present · 9 yrs 1 mo
Spc
March 2017 - Present · 9 yrs 6 mos
Sigma Financial CorporationBroker
February 2016 - Present · 10 yrs 7 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.