KW
KW
Keegan Wood
11 Years of Experience
Westlake, TX
1 DisclosureBroker
Keegan Wood is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 11 years of industry experience. Keegan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
June 2022 - Present · 4 yrs 1 mo
Charles Schwab & CO., INC.Broker
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
TD Ameritrade, INC.Broker
May 2022 - May 2024 · 2 yrs
TD Ameritrade Investment Management, LLC
May 2022 - September 2023 · 1 yr 4 mos
TD Ameritrade, INC.
May 2022 - October 2022 · 5 mos
Fisher Investments
January 2021 - April 2022 · 1 yr 3 mos
TD Ameritrade Investment Management, LLC
January 2015 - January 2021 · 6 yrs
TD Ameritrade, INC.
January 2015 - December 2020 · 5 yrs 11 mos
TD Ameritrade, INC.Broker
June 2014 - December 2020 · 6 yrs 6 mos
State Registrations36 states
ALARAZCACOCTDCFLGAHIIAIDILKSLAMDMNMOMTNCNENJNMNVNYOHOKPAPRSCSDTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.