Justin Viviano is a registered investment advisor, based in Charlotte, NC, with 10 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Justin maintains an insurance license since 2020, but dedicates minimal time to it. This activity is investment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
June 2022 - Present · 3 yrs 11 mos
Vanguard Marketing Corporation
June 2022 - Present · 3 yrs 11 mos
Vanguard Marketing CorporationBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Truist Investment Services, INC.Broker
October 2019 - June 2021 · 1 yr 8 mos
Truist Advisory Services, INC.
October 2019 - June 2021 · 1 yr 8 mos
UBS Financial Services INC.
January 2019 - September 2019 · 8 mos
UBS Financial Services INC.Broker
November 2018 - September 2019 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2018 - November 2018 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - November 2018 · 8 mos
J.P. Morgan Securities LLC
July 2017 - February 2018 · 7 mos
J.P. Morgan Securities LLCBroker
July 2017 - February 2018 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - July 2017 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2016 - July 2017 · 7 mos
Fidelity Brokerage Services LLCBroker
May 2016 - December 2016 · 7 mos
Wells Fargo Advisors, LLCBroker
February 2016 - April 2016 · 2 mos
Fidelity Brokerage Services LLCBroker
June 2014 - February 2016 · 1 yr 8 mos
State Registrations5 states
FLNCNJSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.